Regulatory update
April 2022April 2022 -Through this document, the Authority clarifies the most recurring application issues regarding the declaratory requirements provided for by the rules on gold referred to in Law no. 7/2000. [...]
Financial Services
In a world characterized by an increasing regulatory pressure, highly dynamic markets, a strong competition, and an increasing IT complexity, it is crucial to find approaches and instruments that can contribute to improve performances and achieve objectives in compliance with regulations and maintaining a strong management and control.
Our aim is to help organizations manage risk, improve operating processes and achieve strategic objectives through teams having skills and expertise in all industry specializations, such as credit, payments, insurance and investment management. These combine with expertise in internal audit, anti-money laundering, regulatory compliance, cybersecurity, and technology.
We can ensure high quality standards and the highest attention to costs, in case your company requires either outsourced or co-sourced services, specialized analysis or compliance support, or simple operating support.
Corporate governance
- Self-assessment of corporate bodies
- Review and improvement of processes
- Tableau de Bord / monitoring and control dashboard
- 231/2001 organizational models and support to the supervisory board
- Supervision reporting
- Policies (RAF, conflict of interest, remuneration, etc.)
- Sustainability and ESG
- Implementation/assessment of Law no. 262/2005 | SOX
- Control and management of outsourcing
- «Whistleblowing» systems
- Simulation of supervisory inspections and remediation plans
- Program & Project Management (PMO)
Risk management and Internal Audit System
- GDPR: Outsourcing / support to DPO
- Non-performing loans (NPL) management systems
- Analysis, measurement/evaluation of risks
- Evaluation of corporate control functions
- Implementation of new regulations (MIFID2, anti-money laundering “IV Directive”, …)
- Outsourcing / operating support to control functions (compliance, risk management, audit)
- Compliance (excessive interest, transparency, MIFID, privacy, etc.)
- Compliance with tax regulation
- SREP-like process and regulatory Internal Audit
- Measurement and management of money laundering risk
IT Advisory, Automation and Data Analytics
- ICT Risk Assessment
- ICT Audit
- ICT Regulatory compliance
- Support to ISO27001 and ISO22301 certifications
- Operating continuity and Disaster Recovery plans
- Data Analysis
- Assessment with reference to ICT international frameworks (COBIT, NIST, ISO27000)
- Process automation and Robotic Process Automation (RPA)
- Application Audits
Cyber Security
- Cybersecurity policies and procedures
- IT Forensic
- Cybersecurity training
- Vulnerability Assessment & Penetration Test
- Data Privacy and GDPR
- Payment services security and PSD2
Financial Services News
EBA guidelines on outsourcing
Financial services newsIf implemented correctly, outsourcing allows reaching important results in terms of cost reduction, operating flexibility, scalability, and efficiency of activities [...]
Process automation and RPA
Financial Services NewsThe adoption of “intelligent automation” solutions is particularly efficient to manage a context characterized by an increasing competition and dynamism [...]